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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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APER 2.1A The Statements of Principle

COLL 11.4 Depositaries

ICOBS 7.2 Effects of cancellation

COBS 15.5 Special situations

SUP 2.4 'Mystery shopping'

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BIPRU 1.1 Application

SUP 12.9 Record keeping

REC 3.15 Suspension of services and inability to operate facilities

CONC 2.8 E-commerce

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BIPRU 4.10 The IRB approach: Credit risk mitigation

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 19C.3 Remuneration principles

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

COLL Appendix 1EU KII Regulation