Search Result

641 - 660 of 1421 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application