Search Result

461 - 480 of 1205 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases