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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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