Search Result

361 - 380 of 1037 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

IFPRU 11.2 Individual recovery plans

As Published: 2015

IFPRU 11.2 Individual recovery plans

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom