Search Result

341 - 360 of 1190 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities