Search Result

261 - 280 of 1187 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities