Search Result

261 - 280 of 1218 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters