Search Result

201 - 220 of 1037 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application