Search Result

201 - 220 of 1152 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

LR App 2.1

As Published: 2005

LR App 2.1

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money