Search Result

201 - 220 of 1239 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

…

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

…

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

…

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…