Search Result

1161 - 1180 of 1330 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

…

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

…

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

…

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

…

LR 15.1 Application

As Published: 2005

LR 15.1 Application

…

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

…

FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

…

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

…

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

…

IFPRU 1.4 EU CRR permissions

As Published: 2014

IFPRU 1.4 EU CRR permissions

…

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

…

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

…

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

…

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…