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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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COND 1.3 General

As Published: 2013

COND 1.3 General

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

PERG 13.3 Investment Services and Activities

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SYSC 4.3A CRR firms

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

CONC 4.4 Pre-contractual requirements: credit brokers

PERG 11.2 Guidance on property investment clubs

REC 4.2F Information gathering power on FCA’s own initiative

CASS 5.1 Application

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading