Search Result

321 - 340 of 1210 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

…

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

…

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

…

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

…

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

…

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

…