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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

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