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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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