Search Result

421 - 440 of 1238 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

APER 1.1A Application

As Published: 2013

APER 1.1A Application

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles