Search Result

161 - 180 of 1098 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus