Search Result

881 - 900 of 1098 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission