Search Result

341 - 360 of 1210 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements