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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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