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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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