Search Result

521 - 540 of 1253 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?