Search Result

461 - 480 of 1284 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing