Search Result

21 - 40 of 858 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms