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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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APER 1.1A Application

As Published: 2013

APER 1.1A Application

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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