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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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