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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

REC 3.23 Default

As Published: 2011

REC 3.23 Default

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

LR 19.1 Application

As Published: 2005

LR 19.1 Application