Search Result

721 - 740 of 1246 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 17.1 Introduction

As Published: 2014

PERG 17.1 Introduction

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application