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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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Similar To

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 9.4 Reliance on individual guidance

REC 2.11 Custody

PERG 8.9 Circumstances where the restriction in section 21 does not apply

LR 11.1 Related party transactions

PR 3.2 Filing and publication of prospectus

MAR 4.1 Application and Purpose

PERG 2.1 Application and purpose

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation