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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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IFPRU 11.2 Individual recovery plans

As Published: 2015

IFPRU 11.2 Individual recovery plans

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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