Search Result

541 - 560 of 1207 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

…

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

…

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

…

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

…

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

…

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

…

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

…

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

…

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

…

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

…

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

…

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

…