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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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