Search Result

401 - 420 of 1119 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver