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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation