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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2014

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money