Search Result

201 - 220 of 1268 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance