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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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CASS 7.12 Organisational requirements: client money

As Published: 2015

CASS 7.12 Organisational requirements: client money

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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