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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege