Search Result

1081 - 1100 of 1328 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

CASS 11.8 Client bank account acknowledgement letters

As Published: 2014

CASS 11.8 Client bank account acknowledgement letters

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2014

CONC 4.6 Pre-contract disclosure: continuous payment authorities

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose