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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

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Similar To

CASS 5.5 Segregation and the operation of client money accounts

COLL 12.2 UK UCITS management companies

DISP 1.1 Purpose and application

DEPP 6.2 Deciding whether to take action

SUP 16.12 Integrated Regulatory Reporting

COLL 13.2 Operational requirements for feeder NURS

PERG 8.14 Other financial promotions

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 13.5 Financial information in Class 1 Circulars

REC 4.2D Suspension and removal of financial instruments from trading

PERG 9.10 Significance of being an open-ended investment company

COLL 2.1 Authorised fund applications

CASS 7.13 Segregation of client money

SUP 13.7 Changes to cross border services

SUP 16.6 Compliance reports

PERG 8.12 Exemptions applying to all controlled activities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

ICOBS 8.4 Employers’ Liability Insurance

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order