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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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