Search Result

401 - 420 of 1144 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction