Search Result

281 - 300 of 1232 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COND 1.1A Application

As Published: 2013

COND 1.1A Application

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2015

ICOBS 2.5 Exclusion of liability and reliance on others

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background