Search Result

161 - 180 of 1111 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

CONC 4.5 Commissions

As Published: 2014

CONC 4.5 Commissions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms