Search Result

141 - 160 of 1293 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

APER 1.1A Application

As Published: 2013

APER 1.1A Application

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions