Search Result

61 - 80 of 352 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements