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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

LR 18.1 Application

As Published: 2005

LR 18.1 Application

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance