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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars