Search Result

621 - 640 of 1277 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

DTR 3.1

As Published: 2005

DTR 3.1

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)